AMFI Code of Conduct

Our commitment to AMFI’s Code of Conduct

1. 1

   Integrity & fairness

   The highest standards of ethics in all dealings with investors, AMCs, RTAs and regulators.

2. 2

   No commission splitting

   We do not split investor applications to earn higher transaction charges.

3. 3

   Accurate KYC

   Investor details are recorded accurately. We do not tamper with application forms.

4. 4

   NISM certification

   All personnel hold valid NISM Series V-A certification and a valid EUIN (E-315893).

5. 5

   KYD compliance

   Full compliance with AMFI KYD norms. Registration details are updated promptly.

6. 6

   Regulatory cooperation

   Full cooperation with AMCs, AMFI, SEBI and all regulatory authorities.

7. 7

   AML / KYC compliance

   All required KYC / AML documentation is maintained per PMLA 2002 and SEBI / AMFI norms.

8. 8

   No mis-selling

   No mis-selling, concealment of risks or misrepresentation of any scheme.

9. 9

   Commission clawback

   Commissions are refunded to AMCs in all clawback situations per SEBI regulations.

10. 10

    Investor education

    We actively promote investor awareness and encourage reading scheme documents before investing.